Head of Governance & Conduct Compliance Officer Job at Madison-Davis, LLC, New York, NY

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  • Madison-Davis, LLC
  • New York, NY

Job Description

Head of Governance & Conduct Compliance Officer

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience talk with your recruiter to learn more.

Base pay range

$190,000.00/yr - $230,000.00/yr

International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).

Key Responsibilities
  • Supervise the Compliance governance framework
  • Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings
  • Act as Compliance point of contact and respond requests/queries for all other Committees
  • Enhance awareness and adoption of the compliance standards across the Bank
  • Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards
  • Manage the Banks Conduct program
  • Identify opportunities to enhance the above framework
Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Finance, Analyst, and Other
Industries
  • Financial Services, Banking, and Investment Banking

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Job Tags

Full time, Work at office, 3 days per week,

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